NASDR has filed with the SEC a proposed rule change to Rule 11860 of the Uniform Practice Code of the National Association of Securities Dealers, Inc. to permit members to use the facilities of a Qualified Electronic Vendor for electronic confirmation and affirmation of depository eligible transactions.
| Text of Proposed Rule Change | (PDF 55 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 31 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 9 KB) |
| Federal Register Notice | (PDF 33 KB) |
| Federal Register Notice - Extension of Comment Period | (PDF 19 KB) |
| Approval Order | (PDF 29 KB) |