NASDR has filed with the SEC a proposed rule change to amend Rule 3110(f) of the NASD governing the use of predispute arbitration agreements with customers.
| Text of Proposed Rule Change | (PDF 63 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 43 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 39 KB) |
| Extension Letter | (PDF 3 KB) |
| Federal Register Notice | (PDF 33 KB) |
| Response to Comments and Amendment No. 3 to Proposed Rule Change | (PDF 17 KB) |
| Amendment No. 4 to Proposed Rule Change | (PDF 70 KB) |
| Notice of Filing of Amendment Nos. 3 and 4 | (PDF 54 KB) |
| Amendment No. 5 and Response to Comments | (PDF 18 KB) |
| Approval Order | (PDF 70 KB) |
