Regulation
SR-NASD-1999-067
Amendments to Member Admission Rules
NASDR has filed with the SEC a proposed rule change to the Rule 1010 Series, which governs member admission.
| Text of Proposed Rule Change | (PDF 151 KB) |
| Amendment No. 1 to proposed rule change | (PDF 129 KB) |
| Federal Register Notice | (PDF 187 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 6 KB) |
| Approval Order | (PDF 131 KB) |