NASDR has filed with the SEC a proposed rule change to create Rule 2790, Trading in Hot Equity Offerings, to replace the Free-Riding and Withholding Interpretation, IM-2110-1. In addition, there are a number of technical amendments to other NASD rules that refer to IM-2110-1.
| Text of Proposed Rule Change | (PDF 116 KB) |
| Extension Letter | (PDF 3 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 6 KB) |
| Federal Register Notice | (PDF 146 KB) |
| Extension No. 2 | (PDF 5 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 160 KB) |
| Amendment No. 2 to Proposed Rule Change - "Redline" version | (PDF 32 KB) |
| Federal Register Notice of Filing of Amendment No. 2 | (PDF 173 KB) |
| Third Extension Letter | (PDF 5 KB) |
| Amendment No. 3 to Proposed Rule Change | (PDF 68 KB) |
| Amendment No. 4 to Proposed Rule Change | (PDF 47 KB) |
| Federal Register Notice of Filing of Amendments No. 3 and No. 4 | (PDF 58 KB) |
| Amendment No. 5 to Proposed Rule Change | (PDF 80 KB) |
| Approval Order | (PDF 140 KB) |
