NASDR has filed with the SEC a proposed rule change to amend Rule 2330(f)(2) of the NASD in order to make it consistent with recent amendments by the SEC to Rule 205-3 of the Investment Advisers Act of 1940 ("Rule 205-3").
| Text of Proposed Rule Change | (PDF 28 KB) |
| Federal Register Notice | (PDF 126 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 10 KB) |
| Approval Order | (PDF 39 KB) |
