NASDR has filed with the SEC a proposed rule change to create a dispute resolution subsidiary, NASD Dispute Resolution, Inc. ("NASD Dispute Resolution"), to handle dispute resolution programs; to adopt by-laws for such subsidiary; and to make conforming amendments to the Delegation Plan, the NASD Regulation By-Laws, and the Rules of the Association.
| Text of Proposed Rule Change | (PDF 242 KB) |
| Correction to Federal Register Notice | (PDF 8 KB) |
| Federal Register Notice | (PDF 86 KB) |
| Extension Letter | (PDF 3 KB) |
| Extension No. 2 | (PDF 3 KB) |
| Response to Comments | (PDF 27 KB) |
| Approval Order | (PDF 36 KB) |
