Regulation
SR-NASD-1999-007
Development of a Discovery Guide
NASDR has filed with the SEC a proposed Discovery Guide for use in NASD arbitration proceedings to improve the discovery process in NASD-sponsored securities arbitrations.
| View | (PDF 182 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 107 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 121 KB) |
| (PDF 64 KB) | |
| Extension Letter | (PDF 3 KB) |
| Extension No. 2 | (PDF 4 KB) |
| Third Extension Letter | (PDF 3 KB) |
| Approval Order | (PDF 55 KB) |