NASDR has filed with the SEC a proposed rule change to amend Rule 2520 of the Rules of the NASD relating to margin for exempted borrowers, good faith accounts, joint back office arrangements and options transactions.
| Text of Proposed Rule Change | (PDF 238 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 11 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 4 KB) |
| Amendment No. 3 to Proposed Rule Change | (PDF 7 KB) |
| Amendment No. 4 to Proposed Rule Change | (PDF 4 KB) |
| Amendment No. 5 to Proposed Rule Change | (PDF 14 KB) |
| Extension Letter | (PDF 3 KB) |
| Extension No. 2 | (PDF 3 KB) |
| Third Extension Letter | (PDF 3 KB) |
| Extension No. 4 | (PDF 3 KB) |
| Extension No. 5 | (PDF 3 KB) |
| Federal Register Notice | (PDF 51 KB) |
| Approval Order | (PDF 136 KB) |
