SR-NASD-1999-035
Amendment To Associated Person Definition
NASDR has filed with the SEC a proposed rule change to amend the definition of "person associated with a member" in the By-Laws of the NASD, NASD Regulation, Inc. (“NASD Regulation”) and The Nasdaq Stock Market, Inc. (“Nasdaq”).
| Text of Proposed Rule Change | (PDF 603 KB) |
| Federal Register Notice | (PDF 603 KB) |
| Approval Order | (PDF 603 KB) |