2000 Rule Filings

SR-NASD-2000-077   Proposed Rule Change to Amend Rule 1022(b), Rule 1022(c) (FINOP and Introducing FINOP Registration Requirements) and Rule 9610(a) (Procedures for Exemptive Relief)
SR-NASD-2000-075   Extension of Effectiveness of Pilot Injunctive Relief Rule
SR-NASD-2000-070   Amendment to Effective Date of Phase Three of Order Audit Trail System Rules
SR-NASD-2000-069   Limited Representative - Private Securities Offerings
SR-NASD-2000-068   Proposed Rule Change to Amend Uniform Practice Code Rule 11870(e)
SR-NASD-2000-065   Proposed Amendments to Rule 10334 (Large and Complex Case Rule) to Accelerate Expiration of the Rule from August 1, 2002 to December 31, 2000 - Immediate Effectiveness Requested.
SR-NASD-2000-064   In-Firm Delivery of the Regulatory Element of the Continuing Education Requirements
SR-NASD-2000-058   Transactions Involving Association and American Stock Exchange Employees
SR-NASD-2000-055   Delivery of a Margin Disclosure Statement to Non-Institutional Customers
SR-NASD-2000-053   Amendment to Effective Date of Phase Three of Order Audit Trail System Rules
SR-NASD-2000-042   Recording and Reporting Requirements for Certain Quotation Data
SR-NASD-2000-040   Mandatory Decimalization Pricing Testing
SR-NASD-2000-039   Amendment to Schedule A of the NASD By-Laws for the Timely Filing of Reports, and Amendments to IM-9216, Minor Rule Violation Plan
SR-NASD-2000-038   Application of Rules of the Association and Interpretive Materials thereunder to Certain Exempted Securities
SR-NASD-2000-036   Amendments to Options Rules
SR-NASD-2000-034   Amendments to Rules 10308 and 10312 Concerning the Authority of the Director of Arbitration to Remove Arbitrators for Cause
SR-NASD-2000-033   Amendment to NASD Rule 3340 to Prohibit Publication of Quotations in a Security
SR-NASD-2000-025   Extension of Time to Pass Series 55 Examination, Equity Trader
SR-NASD-2000-024   Confirmation Disclosure of Callable Common Stock
SR-NASD-2000-023   Amendments to Order Audit Trail System Rules
SR-NASD-2000-020   Amendments to Rule 2320(g) and Rule 3110(b)
SR-NASD-2000-015   Margin Rule Amendments Relating to Options Positions
SR-NASD-2000-013   Disclosure of Values for Direct Participation Program and Real Estate Investment Trust Securities on Customer Account Statements
SR-NASD-2000-012   Amendments to Rules Governing Member Communications With the Public
SR-NASD-2000-011   Proposed Rule Change Relating to Mediation Fee Structure
SR-NASD-2000-009   Amendment to Effective Date of Phase Three of Order Audit Trail System Rules
SR-NASD-2000-008   Margin Rule Amendments Relating to Non-Equity Securities and Exempt Accounts
SR-NASD-2000-005   Release of Disciplinary Information
SR-NASD-2000-004   Amendments to the Corporate Financing Rule
SR-NASD-2000-003   Margin Requirements for Day-Trading Customers
SR-NASD-2000-002   Amendments to NASD Code of Arbitration Procedure Rules 10335 and 10205(h) Relating to Injunctive Relief
SR-NASD-2000-001   Notice to Members on Extended Hours Trading