SR-NASD-2000-042
Recording and Reporting Requirements for Certain Quotation Data
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to add new Rule 6630 to require members to record and maintain their quotations displayed in certain automated, inter-dealer quotation systems, such as the Electronic Pink Sheets, and to report such data to NASD Regulation upon request.
| Text of Proposed Rule Change | (PDF 44 KB) |
| Federal Register Notice | (PDF 131 KB) |
| Response to Comments and Amendment No. 1 | (PDF 23 KB) |
| Statement Requested by Securities and Exchange Commission | (PDF 8 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 14 KB) |
| Amendment No. 3 to Proposed Rule Change | (PDF 6 KB) |
| Approval Order | (PDF 52 KB) |