SR-NASD-2000-025
Extension of Time to Pass Series 55 Examination, Equity Trader
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rule 1032(f) to change the date by which certain registered representatives who trade equity securities in the Nasdaq Stock Market and/or over-the-counter must pass the Series 55 Examination.
| Text of Proposed Rule Change | (PDF 28 KB) |
| Approval Order | (PDF 127 KB) |