SR-NASD-2000-009
Amendment to Effective Date of Phase Three of Order Audit Trail System Rules
NASDR has filed with the SEC a proposed rule change to amend Rule 6957 to extend the effective date of the implementation of Phase Three of the Order Audit Trail System ("OATS") Rules to October 31, 2000.
| Text of Proposed Rule Change | (PDF 32 KB) |
| Approval Order | (PDF 122 KB) |