SR-NASD-2000-002
Amendments to NASD Code of Arbitration Procedure Rules 10335 and 10205(h) Relating to Injunctive Relief
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a proposed rule change to amend NASD Rules 10335 and 10205 of the NASD's Code of Arbitration Procedure to simplify and expedite the procedures for seeking immediate injunctive relief in intra-industry disputes and to fairly and effectively integrate court-ordered initial injunctive relief with the arbitration of the underlying claims in the same disputes.
| Text of Proposed Rule Change | (PDF 80 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 87 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 3 KB) |
| Federal Register Notice | (PDF 138 KB) |
| Response to Comments and Amendment No. 3 | (PDF 24 KB) |
| Second Response to Comments | (PDF 10 KB) |
| Amendment No. 4 and Extension Letter | (PDF 21 KB) |
| Amendment No. 5 and Extension Letter | (PDF 13 KB) |
| Federal Register Notice of Filing of Amendments | (PDF 49 KB) |
| Approval Order | (PDF 61 KB) |
