SR-NASD-2000-064
In-Firm Delivery of the Regulatory Element of the Continuing Education Requirements
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rule 1120(a) to permit the in-firm delivery of the Regulatory Element of the Continuing Education Requirements. Currently, this computer–based training program can only be administered to registered persons at the location of an outside vendor.
| Text of Proposed Rule Change | (PDF 35 KB) |
| Federal Register Notice | (PDF 126 KB) |
| Approval Order | (PDF 122 KB) |