Regulation
SR-NASD-2000-033
Amendment to NASD Rule 3340 to Prohibit Publication of Quotations in a Security
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rule 3340 to prohibit the publication of quotations by members for a security during a trading halt.
| Text of Proposed Rule Change | (PDF 24 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 21 KB) |
| Federal Register Notice | (PDF 126 KB) |
| Amendment No. 2 and Response to Comments | (PDF 11 KB) |
| Approval Order | (PDF 47 KB) |
