SR-NASD-2002-124

Proposed Amendment to Rule 2260 to Expand the Definition of "Designated Investment Adviser"

NASD has filed with the SEC a proposed rule change a proposed rule change to amend NASD Rule 2260 to expand the definition of "designated investment adviser" to include all state registered investment advisers.

Text of proposed rule change (PDF 34 KB)
Amendment No. 1 to Proposed Rule Change (PDF 11 KB)
Federal Register Notice (PDF 46 KB)
Approval Order (PDF 40 KB)