SR-NASD-2002-134

Proposed Rule Change to Option Position and Exercise Limits; NASD Rule 2860

NASD has filed with the SEC a proposed rule change to NASD Rule 2860(b)(3)(A) to amend the options position and exercise limits for positions entered into under certain enumerated hedge strategies.

Text of Proposed Rule Change (PDF 66 KB)
Amendment No. 1 to Proposed Rule Change (PDF 10 KB)
Federal Register Notice (PDF 54 KB)
Approval Order (PDF 46 KB)