SR-NASD-2002-046

Amendments to Trade Reporting and Compliance Engine Rules (TRACE Rules)

NASD has filed with the SEC a proposed rule change to amend the NASD Rule 6200 Series regarding Trade Reporting And Compliance Engine (TRACE).

Text of Proposed Rule Change (PDF 124 KB)
Amendment No. 1 to Proposed Rule Change (PDF 16 KB)
Federal Register Notice (PDF 74 KB)
Response to Comments and Amendment No. 2 to Proposed Rule Change (PDF 27 KB)
Amendment No. 3 to Proposed Rule Change (PDF 16 KB)
TRACE Rules, effective July 1, 2002 (PDF 108 KB)