NASD has filed with the SEC a proposed structure for fees to be charged in connection with the NASD’s creation of a corporate bond trade reporting and transaction dissemination facility. The Trade Reporting and Compliance Engine or "TRACE" replaces Nasdaq’s Fixed Income Pricing System (FIPS). The proposed rule change is an addition to the NASD’s Rule 6200 Series for TRACE.
|Text of proposed rule change||(PDF 205 KB)|
|Federal Register Notice||(PDF 60 KB)|
|Response to Comments and Amendment No. 3 to Proposed Rule Change||(PDF 16 KB)|
|Approved TRACE Fees||(PDF 80 KB)|
|Approval Order||(PDF 60 KB)|