NASD has filed with the SEC a proposed rule change to amend NASD Rules 2211 and 3110(g) to require that members participate in the Federal Trade Commission’s ("FTC's") national do-not-call registry.
| Text of Proposed Rule Change | (PDF 81 KB) |
| Federal Register Notice | (PDF 58 KB) |
| Extension Letter | (PDF 5 KB) |
| Extension No. 2 | (PDF 5 KB) |
| Amendment No. 1 and Response to Comments | (PDF 23 KB) |
| Third Extension Letter | (PDF 5 KB) |
| Approval Order | (PDF 60 KB) |