SR-NASD-2003-092

Borrowing From Or Lending To Customers

NASD has filed with the SEC a proposed rule change to adopt NASD Rule 2370 to govern lending arrangements between registered persons and customers. SR-NASD-2003-92 replaces, in its entirety, File No. SR-NASD-2003-90.

Text of Proposed Rule Change (PDF 33 KB)
Federal Register Notice (PDF 44 KB)
Response to Comments and Extension Letter (PDF 10 KB)
Approval Order (PDF 39 KB)
Correction (PDF 14 KB)