SR-NASD-2003-157

Permanent Approval of Fees for the Trade Reporting and Compliance Engine (TRACE)

NASD has filed with the SEC a proposed rule change to amend NASD Rule 7010(k) relating to fees for the Trade Reporting and Compliance Engine (“TRACE”), and is seeking permanent approval of the TRACE fee structure prior to the expiration of the pilot program for fees on January 31, 2004.

Text of Proposed Rule Change (PDF 120 KB)
Amendment No. 1 to Proposed Rule Change (PDF 11 KB)
Federal Register Notice (PDF 72 KB)
Extension No. 2 (PDF 6 KB)
Extension Letter (PDF 6 KB)
Amendment No. 2 and Response to Comments (PDF 45 KB)
Clarification (PDF 8 KB)
Approval Order (PDF 46 KB)