SR-NASD-2003-101

Amendment to Rule 10304 of the NASD Code of Arbitration Procedure Governing Time Limits for Submission of Claims in Arbitration

NASD has filed with the SEC a proposed rule change to amend Rule 10304 of the NASD Code of Arbitration Procedure relating to time limits on the submission of claims in arbitration.

Text of proposed rule change (PDF 29 KB)
Federal Register Notice (PDF 40 KB)
Response to Comments and Amendment No. 1 (PDF 17 KB)
Amendment No. 2 to Proposed Rule Change (PDF 13 KB)
Approval Order (PDF 30 KB)