SR-NASD-2003-164
Three-Day Adjournment Rule
NASD has filed with the SEC a proposed rule change to amend NASD IM-10104, Rule 10306, and Rule 10319 of the NASD Code of Arbitration Procedure to impose a fee on parties of $100 per arbitrator and to compensate arbitrators in the event a hearing is adjourned within three business days before a scheduled hearing session.
| Approval Order | (PDF 58 KB) |
| Text of proposed rule change | (PDF 44 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 31 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 29 KB) |
| Federal Register Notice | (PDF 63 KB) |