SR-NASD-2003-122
Proposal to Conduct Background Verification and Charge Application Fee for NASD Neutral Roster Applicants
NASD has filed a proposal to conduct background verification and charge an application fee for NASD neutral roster applicants. NASD is not proposing any textual changes to the By-Laws or Rules of NASD.
| Approval Order | (PDF 39 KB) |
| Text of proposed rule change | (PDF 30 KB) |
| Federal Register Notice | (PDF 40 KB) |