SR-NASD-2004-189		Proposed Rule Change to Amend Rule 7010(k)
SR-NASD-2004-183		Proposed New Rule 2821 Regarding Transactions in Deferred Variable Annuities
SR-NASD-2004-180		Proposed Rule Change to Extend the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the California Waiver Program Until September 30, 2005
SR-NASD-2004-179		Proposed Rule Change to Amend Section 13 of Schedule A to the NASD By-Laws to Adjust the Review Charge for Advertisement, Sales Literature, and Other Such Materials Filed With or Submitted to NASD
SR-NASD-2004-178		Proposed Rule Change to Amend Section 13 of Schedule A to the NASD By-Laws to Adjust the Review Charge for Advertisement, Sales Literature, and Other Such Material Filed With or Submitted to NASD
SR-NASD-2004-177		Proposed Rule Change To Amend Section 7 of Schedule A to the NASD By-Laws to Adjust Fees for Filing Documents Pursuant to the Corporate Financing Rule
SR-NASD-2004-176		Proposed Rule Change to Extend Through June 30, 2005, the Current Pilot Price-Improvement Standards for Decimalized Securities Contained in NASD Interpretive Material 2110-2 - Trading Ahead of Customer Limit Order
SR-NASD-2004-175		Proposed Rule Change to Repeal NASD Rule 3110(b)(1), Rule 3210, Rule 3370(b) and Rule 11830 in Light of SEC Regulation SHO
SR-NASD-2004-174		Proposed Amendment to Rule 2212 (Telemarketing) Regarding the Frequency of Updates from the National Do-Not-Call Registry
SR-NASD-2004-171		Amendments to Rule 2340 (Customer Account Statements)
SR-NASD-2004-165		Proposed Rule Change Relating to NASD Rule 2790
SR-NASD-2004-164		Proposed Rule Change to Amend Rule 10308 of the NASD Code of Arbitration Procedure to Change the Method Used by the Neutral List Selection System
SR-NASD-2004-163		Extension of Pilot for Bond Trade Dissemination Service ("BTDS") Professional Delayed-Time Data Display Fee
SR-NASD-2004-160		Proposed Rule Change To Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot
SR-NASD-2004-159		Proposed Rule Change to Allow NASD to Review on a Pilot Basis Denial of Access Complaints Related to the Alternative Display Facility
SR-NASD-2004-153		Options Position Limits - Exemption for OTC Derivatives Dealers
SR-NASD-2004-148		Proposed Amendment to TRACE Rule 6250 (Dissemination of Transaction Information); Filed for Immediate Effectiveness)
SR-NASD-2004-145		Amendments to Schedule 4 to the NASD By-Laws (Fees for Qualification Examinations)
SR-NASD-2004-141		Amendments to NASD Rule 2711 to Prohibit Participation by Research Analysts in Road Shows
SR-NASD-2004-137		Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments to the OATS Rules to Require that ECNs Capture Routed Order Identifier Information
SR-NASD-2004-136		Treatment of Commodity Pool Trail Commissions under Rule 2810
SR-NASD-2004-135		Disclosure and Consent Requirements When Trading on a Net Basis With Customers
SR-NASD-2004-133		Proposed Amendments to Rule 9522
SR-NASD-2004-130		Amendments to Rule 2320(g) and Rule 3110(b)(2) Relating to Foreign Securities
SR-NASD-2004-129		Proposed Rule Change Relating to Section 3 of Schedule A to the NASD By-Laws; Filed for Immediate Effectiveness
SR-NASD-2004-126		Extension of Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Regarding Waiver of California Arbitrator Disclosure Standards; Immediate Effectiveness Requested
SR-NASD-2004-123		Proposal to Delete Rule Series 3400 and IM-2210-4(b) as Obsolete
SR-NASD-2004-122		Arbitrator Web Literacy
SR-NASD-2004-121		Amendments to NASD's Minor Rule Violation Plan
SR-NASD-2004-116		Amendments to Supervisory Control and Inspection Procedures Rules
SR-NASD-2004-115		Amendments to Reduce the Fee for the Regulatory Element of Continuing Education Program
SR-NASD-2004-112		Proposed Extension of the Pilot Relating to Manning Price-Improvement Standards for Decimals
SR-NASD-2004-111		Amendments to Supervisory Control and Inspection Procedures Rules
SR-NASD-2004-110		Amendments to NASD, NASD Regulation, and NASD Dispute Resolution By-Laws Relating to Divestiture of American Stock Exchange
SR-NASD-2004-108		Treatment of Commodity Pool Trail Commissions under Rule 2810
SR-NASD-2004-100		Amendments to the Rule 9600 Series; Filed for Immediate Effectiveness
SR-NASD-2004-098		Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
SR-NASD-2004-095		Policy to Conduct Fingerprint-based Background Checks of NASD Employees and Independent Contractors
SR-NASD-2004-094		Proposed Amendments to TRACE Rule 6250 and Related TRACE Rules to Disseminate Transaction Information on All TRACE-Eligible Securities and Facilitate Dissemination
SR-NASD-2004-093		To Establish a Revised Effective Date For Amendments to Order Audit Trail System Rules Relating to Execution Reports
SR-NASD-2004-089		Proposed Amendments to Require Price Improvement to Limit Orders in Certain Circumstances
SR-NASD-2004-088		Discovery Sanctions Rule; Accelerated Effectiveness Requested
SR-NASD-2004-087		Technical Amendment to Section 4 of Schedule A to the NASD By-Laws and to Rule 10308(d) of the NASD Code of Arbitration Procedure; Filed for Immediate Effectiveness
SR-NASD-2004-084		Proposal to Amend Rule 2860-Options Rules
SR-NASD-2004-078		Amendment to NASD Rule 1022 to Establish Qualification Requirements for Supervisors of Research Analysts
SR-NASD-2004-058		Proposed Amendments to Rule 11870 Relating to Non-Standard Transfers of Customer Account Assets
SR-NASD-2004-057		Proposed Amendment to Reduce the Reporting Period for Transactions in TRACE-Eligible Securities
SR-NASD-2004-049		Series 86/87 Examination and Development Fees
SR-NASD-2004-045		Proposed Amendments to Require Market Order Protection
SR-NASD-2004-044		Proposed Amendments Relating to Short Sale Delivery Requirements
SR-NASD-2004-043		Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material
SR-NASD-2004-042		Proposed Foreign Hearing Location Rule
SR-NASD-2004-040		Extension of Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Regarding Waiver of California Arbitrator Disclosure Standards; Immediate Effectiveness Requested
SR-NASD-2004-039		Reducing the Time for Chairperson Selection
SR-NASD-2004-031		To Establish Effective Date for NASD Rule 3370, Affirmative Determination Requirements
SR-NASD-2004-027		Proposed Amendment to Rule Relating to Execution of Investment Company Portfolio Transactions
SR-NASD-2004-026		Proposed Amendments to Rule 2320(a), NASD's Best Execution Rule
SR-NASD-2004-025		Amendments to NASD's Minor Rule Violation Plan
SR-NASD-2004-023		Amendments to Order Audit Trail System Rules Relating to Execution Reports
SR-NASD-2004-022		Shelf Offering Amendments
SR-NASD-2004-020		Amendment to NASD Rule 1050 Related to Registration and Qualification of Research Analysts
SR-NASD-2004-017		Series 86/87 Examination Program
SR-NASD-2004-016		Online Arbitration Claim Filing Pilot Program
SR-NASD-2004-014		Proposed Rule Change to Adopt Interpretative Material 3150 ("IM-3150") to Establish Exemptions from the Reporting Requirements of NASD Rule 3150
SR-NASD-2004-013		Reorganization and Revision of NASD Mediation Rules
SR-NASD-2004-012		Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot
SR-NASD-2004-011		Reorganization and Revision of NASD Arbitration Rules Relating to Industry Disputes
SR-NASD-2004-010		To Establish Effective Date for NASD Rule 1050, Registration of Research Analysts
SR-NASD-2004-005		Proposed Rule Change to Amend NASD Rule 2370
SR-NASD-2004-003		To Establish Effective Date for Recently Amended Provisions of NASD Rule 2711(h)(2)
SR-NASD-2004-002		Amendments to Alternative Display Facility Rules to Require Advance Written Notice of Denial of Direct or Indirect Electronic Access
SR-NASD-2004-001		Proposal to Increase the Fee for Panel Member Training