SR-NASD-2004-043
Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material
NASD has filed with the SEC a proposed rule change to NASD Rules 2210 and 2211 to require mutual fund communications with the public that provide performance data to disclose the fund’s fees, expenses and standardized performance. These new requirements would improve investor awareness of the costs of buying and owning a mutual fund, facilitate comparisons of funds, and make presentation of standardized performance more prominent.
| Text of Proposed Rule Change | (PDF 52 KB) |
| Log of Comment Letters Received Regarding Related Notice to Members 03-77 | (PDF 10 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 100 KB) |
| Federal Register Notice | (PDF 70 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 90 KB) |
| Amendment No. 3 to Proposed Rule Change | (PDF 192 KB) |
| Amendment No. 4 to Proposed Rule Change | (PDF 251 KB) |
| Approval Order | (PDF 67 KB) |