Regulation
SR-NASD-2004-016
Online Arbitration Claim Filing Pilot Program
NASD Dispute Resolution proposes to amend NASD Rule 10314(a) to allow parties to complete part of the arbitration claim filing process through the Internet.
| Approval Order | (PDF 58 KB) |
| Text of Proposed Rule Change | (PDF 48 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 30 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 9 KB) |
| Federal Register Notice | (PDF 69 KB) |