SR-NASD-2004-001

Proposal to Increase the Fee for Panel Member Training

NASD has filed with the SEC a proposed rule change to increase the fee for arbitrator panel training. NASD is not proposing any textual changes to the By-Laws or Rules of NASD.

Approval Order (PDF 52 KB)
Text of proposed rule change (PDF 25 KB)
Miscellaneous Submission (PDF 12 KB)
Amendment No. 1 to Proposed Rule Change (PDF 14 KB)
Miscellaneous Submission (PDF 25 KB)
Federal Register Notice (PDF 60 KB)