Regulation
SR-NASD-2004-136
Treatment of Commodity Pool Trail Commissions under Rule 2810
NASD has filed with the SEC a proposed rule change to delay the implementation date of Notice to Members 04-50 ("NtM 04-50") until October 12, 2004.
| Text of proposed rule change | (PDF 46 KB) |
| Notice of Filing and Immediate Effectiveness | (PDF 59 KB) |
| Response to Extension Filing | (PDF 14 KB) |