This filing was withdrawn and replaced by SR-NASD-2006-109
NASD has filed with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 10316 and to adopt Rule 10408 of the NASD Code of Arbitration Procedure (“Code”) to address attorney representation in arbitration and mediation.
| Withdrawal of Proposed Rule Change | (PDF 23 KB) |