SR-NASD-2005-030
Proposed Form BR (Uniform Branch Office form) Conforming Changes and Technical Revisions to the Form U4 and Form U5
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt a Uniform Branch Office Registration Form ("Form BR") and to make conforming changes and technical revisions to the Uniform Application for Securities Industry Registration or Transfer ("Form U4") and the Uniform Termination Notice for Securities Industry Registration ("Form U5") ("Forms"). The proposed Forms are attached as Exhibits 3a, 3b, and 3c.
| Text of Proposed Rule Change | (PDF 2,815 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 28 KB) |
| Federal Register Notice | (PDF 75 KB) |
| Response to Comments | (PDF 139 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 1,215 KB) |
| Extension Letter | (PDF 78 KB) |
| Correction to Federal Register Notice | (PDF 25 KB) |
| Approval Order | (PDF 86 KB) |