SR-NASD-2005-058

Proposed Amendments to NASD Rules 3150 and 3230

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rules 3150 and 3230 governing the reporting of data to clearing firms by correspondent firms.

Text of Proposed Rule Change (PDF 59 KB)
Amendment No. 1 to Proposed Rule Change (PDF 198 KB)
Federal Register Notice (PDF 58 KB)
Approval Order (PDF 56 KB)