SR-NASD-2005-079

Proposed Rule change to Revise Rule 10322 of the NASD Code of Arbitration Procedure, which Pertains to Subpoenas and the Power to Direct Appearances

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to revise Rule 10322 of the NASD Code of Arbitration Procedure, which pertains to subpoenas and the power to direct appearances.

Text of Proposed Rule Change (PDF 167 KB)
Federal Register Notice (PDF 54 KB)
Amendment No. 1 to Proposed Rule Change (PDF 243 KB)
Amendment No. 2 to Proposed Rule Change (PDF 98 KB)
Amendment No. 3 to Proposed Rule Change (PDF 121 KB)
Notice of Filing of Amendment Nos. 1, 2 and 3 (PDF 72 KB)
Amendment No. 4 to Proposed Rule Change (PDF 51 KB)
Approval Order (PDF 66 KB)