SR-NASD-2005-080

Proposed Rule Change to Establish New NASD Rule 2290 Regarding Fairness Opinions

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule to establish new NASD Rule 2290 to address disclosures and procedures concerning the issuance of fairness opinions.

Text of Proposed Rule Change (PDF 278 KB)
Amendment No. 1 to Proposed Rule Change (PDF 110 KB)
Amendment No. 2 to Proposed Rule Change (PDF 146 KB)
Amendment No. 3 to Proposed Rule Change (PDF 276 KB)
Federal Register Notice (PDF 77 KB)
Extension No. 1 (PDF 20 KB)
Extension No. 2 (PDF 20 KB)
Extension No. 3 (PDF 20 KB)
Extension No. 4 (PDF 20 KB)
Extension No. 5 (PDF 20 KB)
Extension No. 6 (PDF 20 KB)
Amendment No. 4 to Proposed Rule Change (PDF 117 KB)
Extension No. 7 (PDF 20 KB)
Extension No. 8 (PDF 20 KB)
Approval Order (PDF 66 KB)