NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to NASD's Plan of Allocation and Delegation of Functions by NASD to Subsidiaries ("Delegation Plan") and certain NASD rules to reflect NASD's direct authority for the activities related to or in support of trading in over-the-counter ("OTC") equity securities, including, but not limited to, the OTC Bulletin Board ("OTCBB"), rather than the current delegation of such authority to The Nasdaq Stock Market, Inc. ("Nasdaq").
| Text of Proposed Rule Change | (PDF 237 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 263 KB) |
| Federal Register Notice | (PDF 68 KB) |
| Extension Letter | (PDF 78 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 278 KB) |
| Amendment No. 3 to Proposed Rule Change | (PDF 121 KB) |
| Amendment No. 4 to Proposed Rule Change | (PDF 118 KB) |
| Approval Order | (PDF 60 KB) |