SR-NASD-2005-112
Proposed Rule Change to Amend NASD Rule 3360 Regarding Short Interest Reporting Requirements
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 3360 to expand the short interest reporting requirements to over-the-counter ("OTC") equity securities.
| Text of Proposed Rule Change | (PDF 193 KB) |
| Federal Register Notice | (PDF 53 KB) |
| Extension Letter | (PDF 78 KB) |
| Response to Comments | (PDF 53 KB) |
| Approval Order | (PDF 63 KB) |