SR-NASD-2005-114

Proposed Amendments for Rule 2810 Addressing Compensation Fees and Expenses in Public Offerings of REITs and DPPs

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 2810 to address the regulation of compensation, fees, and expenses in public offerings of real estate investments trusts and direct participation programs.

Text of Proposed Rule Change (PDF 285 KB)
Amendment No. 1 to Proposed Rule Change (PDF 136 KB)
Federal Register Notice (PDF 79 KB)
Amendment No. 2 to Proposed Rule Change (PDF 135 KB)
Amendment No. 3 to Proposed Rule Change (PDF 167 KB)
Amendment No. 4 to Proposed Rule Change (PDF 169 KB)
Notice of Filing of Amendment Nos. 1, 2, 3, and 4 (PDF 96 KB)
Extension No. 1 (PDF 20 KB)
Amendment No. 5 to Proposed Rule Change (PDF 71 KB)
Approval Order (PDF 74 KB)