NASD has filed with the Securities and Exchange Commission ("Commission") a proposed rule change to Rules 6530 and 7010 to clarify the availability of a process to review eligibility determinations under Rule 6530 and to adopt service based fees for issuers quoted on the OTC Bulletin Board ("OTCBB").
| Text of Proposed Rule Change | (PDF 217 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 227 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 218 KB) |
| Amendment No. 3 to Proposed Rule Change | (PDF 236 KB) |
| Federal Register Notice | (PDF 71 KB) |
| Approval Order | (PDF 54 KB) |