SR-NASD-2007-036
Proposed Amendment to NASD Rule 2342 (SIPC Information)
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make a technical amendment to new NASD Rule 2342 (SIPC Information). The proposed rule change serves to clarify the categories of members that are excepted from the scope of the rule.
| Text of Proposed Rule Change | (PDF 55 KB) |
| Notice of Filing and Immediate Effectiveness | (PDF 60 KB) |