SR-NASD-2007-041

Proposed Amendments to NASD IM-2110-2 (Trading Ahead of Customer Limit Order)

NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend the minimum price-improvement standards set forth in NASD Interpretive Material (IM) 2110-2, Trading Ahead of Customer Limit Order.

Text of Proposed Rule Change (PDF 79 KB)
Federal Register Notice (PDF 60 KB)
Response to Comments (PDF 35 KB)
Extension No. 1 (PDF 20 KB)
Extension No. 2 (PDF 24 KB)
Amendment No. 1 to Proposed Rule Change (PDF 45 KB)
Extension No. 3 (PDF 24 KB)
Amendment No. 2 to Proposed Rule Change (PDF 87 KB)
Notice of Filing of Amendment No. 2 (PDF 73 KB)
Extension No. 4 (PDF 20 KB)
Extension No. 5 (PDF 20 KB)
Approval Order (PDF 72 KB)