SR-FINRA-2007-041
Proposed Rule Change to Amend NASD Rule 7001B to Adjust Percentage of Market Data Revenue Shared with FINRA/Nasdaq TRF Participants
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 7001B (Securities Transaction Credit) to modify the percentage of New York Stock Exchange ("Tape A"), American Stock Exchange and regional exchange ("Tape B"), and Nasdaq Exchange ("Tape C") market data revenue shared with FINRA members reporting trades to the NASD/Nasdaq Trade Reporting Facility (the "NASD/Nasdaq TRF").
| Text of Proposed Rule Change | (PDF 74 KB) |
| Federal Register Notice | (PDF 69 KB) |
| Extension No. 1 | (PDF 24 KB) |
| Extension No. 2 | (PDF 24 KB) |
| Response to Comments | (PDF 109 KB) |
| Extension No. 3 | (PDF 24 KB) |
| Approval Order | (PDF 64 KB) |