SR-FINRA-2008-013
Proposed Rule Change to Amend Rule 2220 to Update the Standards for Options Communications
Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend NASD Rule 2220 (Options Communications with the Public) to better address current needs for regulating options communications practices and promote consistency across the options communications rules of other self-regulatory organizations ("SROs").
| Text of Proposed Rule Change | (PDF 155 KB) |
| Federal Register Notice | (PDF 91 KB) |
| Extension No. 1 | (PDF 24 KB) |
| Extension No. 2 | (PDF 20 KB) |
| Extension No. 3 | (PDF 24 KB) |
| Amendment No. 1 and Response to Comments | (PDF 111 KB) |
| Approval Order | (PDF 67 KB) |