SR-FINRA-2008-019

Proposed Rule Change to Amend Certain Provisions of Rule 2821

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend certain provisions of Rule 2821.

Text of Proposed Rule Change (PDF 93 KB)
Federal Register Notice (PDF 75 KB)
Extension No. 1 (PDF 20 KB)
Response to Comments (PDF 458 KB)
Amendment No. 1 to Proposed Rule Change (PDF 168 KB)
Extension No. 2 (PDF 20 KB)
Amendment No. 2 to Proposed Rule Change (PDF 164 KB)
Approval Order (PDF 80 KB)