SR-FINRA-2008-025
Proposed Rule Change to Adopt NASD Rule 2790 as FINRA Rule 5130 in the Consolidated FINRA Rulebook
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt NASD Rule 2790 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) as FINRA Rule 5130 in the consolidated FINRA rulebook, with only minor changes.
| Text of Proposed Rule Change | (PDF 73 KB) |
| Federal Register Notice | (PDF 65 KB) |
| Extension No. 1 | (PDF 20 KB) |
| Approval Order | (PDF 54 KB) |