Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules
Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update rule cross-references and make other various non-substantive technical changes to FINRA rules that have been adopted in the consolidated FINRA rulebook but not yet implemented.
|Text of Proposed Rule Change||(PDF 144 KB)|
|Notice of Filing and Immediate Effectiveness||(PDF 62 KB)|
|Correction to Notice of Filing and Immediate Effectiveness||(PDF 50 KB)|