SR-FINRA-2009-010

Proposed Rule Change Relating to the Expansion of TRACE to Include Agency Debt Securities and Primary Market Transactions

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Rule 6700 Series (except for Rules 6720 and 6740) and FINRA Rule 7730 to expand TRACE to include Agency debt securities and primary market transactions.

Text of Proposed Rule Change (PDF 200 KB)
Amendment No. 1 to Proposed Rule Change (PDF 212 KB)
Federal Register Notice (PDF 82 KB)
Extension No. 1 (PDF 20 KB)
Extension No. 2 (PDF 20 KB)
Extension No. 3 (PDF 20 KB)
Extension No. 4 (PDF 24 KB)
Response to Comments (PDF 398 KB)
Amendment No. 2 to Proposed Rule Change (PDF 319 KB)
Extension No. 5 (PDF 24 KB)
Approval Order (PDF 72 KB)