SR-FINRA-2009-023
Proposed Rule Filing to Adopt FINRA Rule 2320 (Variable Contracts of an Insurance Company) in the Consolidated FINRA Rulebook
Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt NASD Rule 2820 (Variable Contracts of an Insurance Company) as a FINRA rule in the consolidated FINRA rulebook with minor changes. The proposed rule change would renumber NASD Rule 2820 as FINRA Rule 2320 in the consolidated FINRA rulebook.
| Text of Proposed Rule Change | (PDF 78 KB) |
| Federal Register Notice | (PDF 55 KB) |
| Extension No. 1 | (PDF 55 KB) |
| Response to Comments | (PDF 550 KB) |
| Approval Order | (PDF 64 KB) |