SR-FINRA-2009-033
Proposed Rule Change to Amend Rule Cross-References in FINRA Rules
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to correct or update certain rule cross-references in certain FINRA rules that have been adopted in the consolidated FINRA rulebook.
| Text of Proposed Rule Change | (PDF 113 KB) |
| Notice of Filing and Immediate Effectiveness | (PDF 63 KB) |